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Finra
- Finance
- Philadelphia, PA
About this business
Location details
1835 Market St #1900, #1900, Philadelphia, PA, 19103, United States
Get directions| Weekday | Schedule | Status |
|---|---|---|
| Mon | 9:00 a.m. to 5:00 p.m. | |
| Tue | 9:00 a.m. to 5:00 p.m. | |
| Wed | 9:00 a.m. to 5:00 p.m. | |
| Thu | 9:00 a.m. to 5:00 p.m. | |
| Fri | 9:00 a.m. to 5:00 p.m. | |
| Sat | Closed | |
| Sun | Closed |
I recently filed a complaint with FINRA regarding Etrade/Morgan Stanley and what I believe is their deceptive communication, breach of fiduciary duty and self-dealing. The issue involves the firms' unilateral and with no disclosure termination of a competitive money market sweep option (with >4.75% yield) and replacement of the option with a savings account at Morgan Stanley Private Bank yielding 0.05%. One day after filing the complaint I received an email from FINRA indicating my concern was forwarded to Etrade for their ... read more
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Finra is open now. It will close at 5:00 p.m.
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