This profile has not been claimed by the business owner or representative.
Claim this business to update business information, get appointment requests, engage visitors with web chat, and more!
Finra
- Financial Services
- Rockville, MD
About this business
FINRA is the leading private-sector provider of financial regulatory services, dedicated to investor protection and market integrity through effective and efficient regulation and complementary compliance and technology-based services. FINRA touches virtually every aspect of the securities business - from registering and educating all industry participants, to examining securities firms, enforcing both FINRA rules and the federal securities laws, and administering the largest dispute resolution forum for investors and regist... read more
Location details
9509 Key W Ave, Rockville, MD, 20850, United States
Get directions| Weekday | Schedule | Status |
|---|---|---|
| Mon | 9:00 a.m. to 6:00 p.m. | |
| Tue | 9:00 a.m. to 6:00 p.m. | |
| Wed | 9:00 a.m. to 6:00 p.m. | |
| Thu | 9:00 a.m. to 6:00 p.m. | |
| Fri | 9:00 a.m. to 6:00 p.m. | |
| Sat | Closed | |
| Sun | Closed |
I recently filed a complaint with FINRA regarding Etrade/Morgan Stanley and what I believe is their deceptive communication, breach of fiduciary duty and self-dealing. The issue involves the firms' unilateral and with no disclosure termination of a competitive money market sweep option (with >4.75% yield) and replacement of the option with a savings account at Morgan Stanley Private Bank yielding 0.05%. One day after filing the complaint I received an email from FINRA indicating my concern was forwarded to Etrade for their ... read more
Frequently asked questions about Finra
How is Finra rated?
Finra has a 3.2 star rating with 36 reviews.
When is Finra open?
Finra is open now. It will close at 6:00 p.m.
Need help? Contact us.
Speak with a specialist to learn how you can grow with Birdeye. We are reachable at profiles@birdeye.com