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Mark W. Pugsley, Attorney at Law
- Legal Services
- Salt Lake City, UT
About this business
Mark Pugsley’s practice is focused on complex commercial litigation involving financial products and institutions. He has handled fraud and investment disputes for over twenty years, including civil litigation, FINRA arbitrations, whistleblower cases, Ponzi scheme cases, receivership litigation, and regulatory investigations. Mr. Pugsley also frequently assists investment advisors, brokerage firms, registered representatives and individuals with civil enforcement actions and investigations brought by the SEC, CFTC and ... read more
Location details
36 State St #1400, Salt Lake City, UT, 84111, United States
Get directions| Weekday | Schedule | Status |
|---|---|---|
| Mon | 9:00 a.m. to 6:00 p.m. | |
| Tue | 9:00 a.m. to 6:00 p.m. | |
| Wed | 9:00 a.m. to 6:00 p.m. | |
| Thu | 9:00 a.m. to 6:00 p.m. | |
| Fri | 9:00 a.m. to 5:30 p.m. | |
| Sat | Closed | |
| Sun | Closed |
Mark is a phenomenal person and attorney. He is incredibly knowledgeable on complex issues and is extremely well connected. I have worked with other attorneys and firms in the past and can speak from experience that having the right network and relationships is often times what helps to gain favorable outcomes in legal matters. Mark is talented in knowing how to put things together and who to contact in order to achieve the best results for his clients. These things, among many others, set Mark apart and make him the obvious... read more
Mark is an exceptional person within and outside of his practice. As an attorney, Mark is thoughtful, detail oriented, effective and responsive. I have worked with Mark throughout the past 15 years and second the earlier comment that he is effective and efficient with one's time and money. In addition, he is extremely knowledgeable concerning the intricacies of the financial services industry from both an investor and investor-services provider standpoint. I highly recommend both him and his firm.
Mark is amazing! He absolutely knows this space and gave me confidence. I had some general and specific questions about legality in the SEC and financial sector and he was able to guide me to making the correct decisions. He is very generous of his time and ensured that all my questions and concerns were answered or addressed. Mark will be my go-to guy going forward for any legal advice and guidance..
Mark is a trustworthy expert in the complicated field of law that regulates Broker Dealers and RIAs. We've worked with Mark for several years, and he has provided valuable feedback and consultative guidance that's helped us be our best, which in turn has helped us provide the best for our clients. I highly recommend Mark to an advisor or an investor that needs an expert in complex financial matters.
Mark was an expert when it came to navigating FINRA regulations and negotiating with a broker dealer on my behalf. He knows the securities industry better than anyone else I talked to. He was generous with his time, quick to respond and made me feel at ease in what was a stressful, complicated situation. I'd highly recommend him to anyone in the investments/securities industry needing legal help.
Frequently asked questions about Mark W. Pugsley, Attorney at Law
How is Mark W. Pugsley, Attorney at Law rated?
Mark W. Pugsley, Attorney at Law has a 5 star rating with 17 reviews.
When is Mark W. Pugsley, Attorney at Law open?
Mark W. Pugsley, Attorney at Law is open now. It will close at 6:00 p.m.
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