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Eastgate Securities
- Finance
- New York, NY
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40 Wall St Suite 2875, New York, NY, 10005, United States
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I recently filed a complaint with FINRA regarding Etrade/Morgan Stanley and what I believe is their deceptive communication, breach of fiduciary duty and self-dealing. The issue involves the firms' unilateral and with no disclosure termination of a competitive money market sweep option (with >4.75% yield) and replacement of the option with a savings account at Morgan Stanley Private Bank yielding 0.05%. One day after filing the complaint I received an email from FINRA indicating my concern was forwarded to Etrade for their ... read more
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